In 2015, according to SEC data and Investment News Magazine, we are in the top five independent registered investment advisors servicing the ultra-affluent* and we are ranked #1 against direct competitors**.
As an independent advisor, our focus is to offer high-net-worth investors an objective perspective — with the ability to shield you from unnecessary costs, conflicted investment products, and inefficient management.
Trained by leading academicians in Modern Portfolio Theory—at the Yale School of Management—our chief investment officer oversees all client portfolios, whether our relationship with you is 20 years in, or just beginning.
We provide you with academically supported, tax-efficient, and risk-optimized portfolio management. Alongside third-party custodian, Charles Schwab & Co.***, you can access reliable cash and investment concierge services, no matter where you are; furthermore, you will receive customized performance reports from us, verifiable through your custodian. Get to know how Yale Capital Corp. constantly strives to give each generation of your family sound investment guidance and services, as your partner in protecting, sustaining and growing your wealth. Contact us today.
Investment News (June 1, 2015).
The list ranked firms headquartered in the United States, in terms of assets under management (AUM) as reported on form ADV to the Securities and Exchange Commission as of most recent filing between January 1- May 1 2015. To qualify for inclusion Investment News included only firms that: provided advisory services in the most recently completed fiscal year; were not affiliated with a broker-dealer or engaged in broker-dealer services; had no more than 50% of AUM attributable to pooled investment vehicles; had no more than 25% of AUM attributable to pension and profit-sharing plans, corporations or other businesses; do not receive commissions; and provide financial planning services. For more RIA Data Center information please refer to http://data.investmentnews.com/ria/. * The following filters were applied- Advisors with High Net Worth assets totaling 75% or more of firm AUM and average discretionary account AUM is between $10,000,000-99,999,999,999. List is filtered by discretionary AUM. ** The following filters were applied- Advisors with High Net Worth assets totaling 75% or more of firm AUM, number of accounts is between 1-100, number of employees is between 1-20, and average discretionary account AUM is between $10,000,000-99,999,999,999. List is filtered by discretionary AUM.
*** Custodian Disclosure: These materials have been independently produced by Yale Capital Corp. Yale Capital Corp. is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Yale Capital Corp. provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction.